Conference Agenda

All events take place at:
Delta Hotels Prince Edward
18 Queen Street
Charlottetown, PEI
Canada, C1A 4A1

Thursday, September 6, 2018

Time Event  
  Room Drop Gift appway
  Technology Partner
Audio visual support and mobile device charging stations
  Conference Welcome Kit RBCITS_LogoDes_H_rgbPE-Positive-Transparent-Back-ONLINE.PNG
  Registration Name Badge and Lanyard
3:00 p.m. – 6:00 p.m. Welcome Bag and Refreshments
Light Refreshments and chair massages 
6:15 p.m. – 7:45 p.m. Welcome  Reception Fidelity-logo.PNG
8:00 p.m. – 10:00 p.m. Craft Brew Night TMX_id_tag-EN-POS-CMYK-01.jpg

Friday, September 7, 2018

Time Event  
7:30 a.m. – 8:30 a.m. Green Gables Breakfast KPMG_NoCP_RGB_279-(1).jpg
8:30 a.m. – 9:00 a.m. Opening Remarks
Andrew J. Kriegler, President & CEO, IIROC
9:00 a.m. – 9:45 a.m. Panel Discussion - Business Trends and Performance in Canada’s  Securities Industry

Jack Rando, Managing Director, Investment Industry Association of Canada (also moderator)

Benoit Carignan, Chief Operating Officer Société Générale Capital Canada Inc.

Helen Hsia, VP and CCO, Canadian Shareowner investments Inc.

Scott Mackenzie, Chief Executive Officer, Fidelity Clearing Canada ULC

Peter Pacholko, Chief Operating Officer and Chief Financial Officer, Odlum Brown Limited
9:45 a.m. – 10:05 a.m. PEI Perspective  Steve Dowling, Acting Director, Office of the Superintendent of Securities, Consumer Corporate and Insurance Services Division  
10:05 a.m. – 10:25 a.m. Refreshment Break IFDS-Logo.jpg
10:25 a.m. – 11:45 a.m. Reports from Key Industry Institutions 
10:25 a.m - 10:45 a.m. Broadridge - Future facing technologies and the impact on Broadridge and the industry  Darrell Campfield, Vice President, Strategic Solutions, Broadridge
10:45 a.m. - 11:05 a.m CANNEX – Business Update and the Deposit Industry Through the CANNEX Lens  Kimberley Muise, Vice President, Business Development, CANNEX 
11:05 a.m. - 11:25 a.m. TMX - Developments in Post-Trade Services at TMX  Brian Gelfand, Chief Commercial Officer, CDS/CDCC
11:25 a.m. - 11:45 a.m. Fundserv Looking Forward Karen Adams, President and CEO, Fundserv Inc.
11:45 a.m. – 1:00 p.m. End of Summer BBQ Lunch
1:00 p.m. – 1:45 p.m. Panel Discussion - E-Signatures and Transfers Efficiency
Aidan Coulter, Senior Strategic Outreach Manager, Fundserv

Jean Dimarco, Director Operations Retail Services, Fidelity Clearing Canada ULC

 Andrew Kerrison, Director, Brokerage Operations, Questrade

Niki Prodanovic, Principal, Canadian Operations & Service, Edward Jones
Moderator – Marsha Gerhart, Vice President, Member Regulation Policy, IIROC
1:45 p.m. – 2:30 p.m. Panel Discussion – Cryptocurrency and Blockchain Darrell Campfield, VP, Strategic Solutions, Broadridge

Richard Carleton, Chief Executive Officer, Canadian Securities Exchange

Laurence Rose, President & CEO, CoinBorse Inc.
Wendy Rudd, SVP, Member Regulation and Strategic Initiatives, IIROC

Moderator – Bryan Moffitt, Chief Operating Officer, Fidelity Clearing ULC
2:30 p.m. – 2:45 p.m. Refreshment Break IFDS-Logo.jpg
2:45 p.m. – 3:45 p.m. Core Creativity: How to Bring Creativity, Innovation and Inspiration to the Work that You Do
David Usher, Key Note Speakercroesus.PNG
3:45 p.m. – 4:00 p.m. Closing Comments Bob Sellars, Chair, FOAS  
6:00 p.m. – 9:00 p.m. Reception & Dinner at the Dunes
Don’t forget your flip flops or sandals!
Sponsored by Broadridge
Buses leave 5:00 PM sharp from hotel lobby
9:30 p.m. – 11:30 p.m. Annual Casino Night

Saturday, September 8, 2018

Time Event  
7:30 a.m. – 8:30 a.m. Lighthouse Breakfast
8:30 a.m. – 8:45 a.m. FOAS Annual Meeting
Bob Sellars, Chair, FOAS  
8:45 a.m. – 9:15 a.m. Financial and Operational Trends & Issues  Ciro Mirabella, Director, Financial and Operations Compliance, IIROC
9:15 a.m. – 9:45 a.m. Panel Discussion - An Auditor’s Perspective: current/emerging issues, key areas of review in the field, industry observations and insights  Katie McGarry, Partner, Audit, Financial Services, KPMG

Steven Sharma, Audit Partner, KPMG
9:45 a.m. – 10:30 a.m. Cybersecurity Update – Results from the tabletop test and experiences to date Suzanne Lasrado, Manager Financial and Operations Compliance, IIROC
10:30 a.m. – 12:00 p.m. Lunch Well Planned and on the Go
10:30 a.m. – 6:30 p.m. Golf Tournament 
Please meet in the lobby – shuttle leaves at 11:30 AM


  Beverage Cart Sponsor LOGO_NBIN_2D_RGB.jpg
12:45 p.m. – 3:45 p.m. Guest Program
Island Lighthouse and Winery Tour

Includes: fun and informative tour guide, 4 hour private bus tour
Guests to meet tour guide in hotel lobby to board shuttle by 12:15 PM and will arrive back to the hotel after. Make sure to dress for the weather. 
6:30 p.m. – 7:45 p.m. BMO Kitchen Party
8:00 p.m. – 9:30 p.m. IIROC Dinner
Farm to Fork Dinner with Celebrity Chef Michael Smith

A culinary experience you won't want to miss
9:30 p.m. – 11:30 p.m. BMO Back Deck After Party

Sunday, September 9, 2018

Time Event  
6:30 a.m. – 11:30 a.m. Breakfast at leisure 

Please remember your voucher


Conference Attire

All conference functions are business casual. Friday evening's sit-down dinner is upscale casual. The Grand Okanagan has wonderful outdoor space and many of the evening events are scheduled to be on patios - please remember to bring a sweater, light jacket or wrap.