Conference Agenda

All events take place at:
Fairmont Tremblant
3045 Chemin de la Chapelle
Mont Tremblant, QC
Canada, J8E 1E1

Thursday, September 12, 2019

Time	Event
	Room Drop Gift
	Technology Partner Audio visual support and mobile device charging stations
	Conference Welcome Kit
	Registration Name Badge and Lanyard
3:00 p.m. – 6:00 p.m.	Welcome Bag and Refreshments Light Refreshments and chair massages
6:15 p.m. – 7:45 p.m.	Welcome Reception
8:00 p.m. – 10:00 p.m.	Dinner

Friday, September 13, 2019

Time	Event
8:00 a.m. – 9:00 a.m.	Breakfast
9:00 a.m. – 9:30 a.m.	Opening Remarks	Andrew J. Kriegler, President & CEO, IIROC
9:30 a.m. – 10:15 a.m.	Panel Discussion – Recent Performance and Future Outlook for Canada’s Securities Industry	Jack Rando, Managing Director, Investment Industry Association of Canada (also moderator) Scott Mackenzie, Chief Executive Officer, Fidelity Clearing Canada ULC Dean Percy, Chief Financial Officer, Questrade Inc. Craig Schleyer, CAO, Aligned Capital Partners Kevin Sampson, President of Equity Trading, TMX
10:15 a.m. – 10:45 a.m.	Presentation - PLR and Derivatives Rules	Richard Corner, Vice President and Chief Policy Advisor, Member Regulation, IIROC
10:45 a.m. – 11:00 a.m.	Refreshment Break
11:00 a.m. – 11:25 a.m.	Update on Post Trade Modernization	Wayne Ralph, COO, The Canadian Depository for Securities Limited
11:25 a.m. – 11:45 a.m.	Serving our Industry	Aidan Coulter, Senior Strategic Outreach Manager, Fundserv Inc. Genevieve Groat, Client Relationship Officer, Fundserv Inc.
11:45 a.m. – 1:00 p.m.	Outdoor Lunch
1:00 p.m. – 1:45 p.m.	Presentation – Decoding the Millennial Mind. Highlighted Research Study Findings.	Darrell Campfield, Vice President, Strategic Solutions, Broadridge Financial Solutions Canada Lisa Howes, Managing Director, Broadridge Financial Solutions Canada
1:45 p.m. – 2:00 p.m.	Refreshment Break
2:00 p.m. – 2:45 p.m.	Panel Discussion – Supporting Industry Transformation	Charlena Gaulin, VP, Capital Markets, Operations, CIBC Craig Schleyer, CAO, Aligned Capital Partners Marsha Gerhart, Vice President, Member Regulation Policy, IIROC Moderator - Irene Winel, SVP, Member Regulation and Strategy, IIROC
2:45 p.m. – 3:00 p.m.	Bio Break
3:00 p.m. – 3:45 p.m.	Panel Discussion – CDIC Modernization Readiness	Lance Longmore, Director, RBC Dominion Securities Stephanie Leblanc-Mchenry, Director Operations, Fidelity Kimberley Muise, Vice-President Business Development, CANNEX John Rossi, Policy and Research Advisor, CDIC Moderator - Tom White, SVP Operations, Aviso Wealth
3:45 p.m. – 4:00 p.m.	CIPF – Update on Recent Policy and Other Developments	Ilana Singer, Vice President and Corporate Secretary, CIPF
4:00 p.m. – 4:15 p.m.	Closing Comments	Charlena Gaulin, Chair, FOAS
6:15 p.m. – 9:45 p.m.	Le Pont Couvert Reception & Dinner
10:00 p.m. – 11:30 p.m.	Fundserv Annual Casino Night

Saturday, September 14, 2019

Time	Event
8:00 a.m. – 9:00 a.m.	Mountain Top Breakfast
9:00 a.m. – 9:15 a.m.	FOAS Annual Meeting	Charlena Gaulin, Chair, FOAS
9:15 a.m. – 10:00 a.m.	Panel Discussion – Proposed Framework for Crypto-Asset Trading Platforms – What is the vision of a regulatory framework to accommodate digital assets in the regulatory environment.	Kapil Ramgirwar, Senior Audit Manager, KPMG Bruce Grossman, Senior Information Analyst, IIROC Erica Young, Policy Counsel, Member Regulation Policy, IIROC Moderator - Ciro Mirabella, Director, Financial and Operations Compliance, IIROC
10:00 a.m. – 10:30 a.m.	Cybersecurity and Investment Dealers – A discussion around IIROC’s initiatives	Catherine Drennan, Acting Senior Manager, Member Regulation Policy, IIROC Suzanne Lasrado, Senior Manager Financial and Operations Compliance, IIROC Erica Young, Policy Counsel, Member Regulation Policy, IIROC
10:30 a.m. – 11:00 a.m.	Auditors Update	Steven Sharma, Partner, Audit, Financial Services, KPMG Katie McGarry, Partner, Audit, Financial Services, KPMG
11:00 a.m. – 12:00 p.m.	Lunch Well Planned and on the Go
11:30 a.m. – 6:00 p.m.	Golf Tournament Please meet in the lobby – shuttle leaves at 11:45 AM
	Golf Refreshments and PERK Bag
12:15 p.m. – 2:30/3:30 p.m.	Guest Program Explore From Up High Tour Includes: fun and informative tour guide (one for beginners - 2 hours and one for intermediate - 3 hours), ride on the gondola Guests to meet tour guide in hotel lobby to walk over to gondola by 12:30 PM and will arrive back to the hotel after. Make sure to dress for the weather. ** Additional cost - select during registration process
6:30 p.m. – 7:45 p.m.	Reception
8:00 p.m. – 10:00 p.m.	Dinner
10:00 p.m. – 11:30 p.m.	Hospitality Evening Event

Sunday, September 15, 2019

Time	Event
7:00 a.m. – 11:30 a.m.	Breakfast at leisure Please remember your voucher

Conference Attire

All conference functions are business casual. Friday evening's sit-down dinner is upscale casual. The Fairmont Tremblant has wonderful outdoor space and many of the evening events are scheduled to be on patios - please remember to bring a sweater, light jacket or wrap.