header iroc 2019

Conference Agenda

All events take place at:
Fairmont Tremblant
3045 Chemin de la Chapelle
Mont Tremblant, QC
Canada, J8E 1E1


Thursday, September 12, 2019

Time Event  
  Room Drop Gift appway
  Technology Partner
Audio visual support and mobile device charging stations
appway
  Conference Welcome Kit
  Registration Name Badge and Lanyard croesus.PNG
3:00 p.m. – 6:00 p.m. Welcome Bag and Refreshments
Light Refreshments and chair massages 
TMX_id_tag-EN-POS-CMYK-01.jpg
6:15 p.m. – 7:45 p.m. Welcome  Reception
8:00 p.m. – 10:00 p.m. Dinner

Friday, September 13, 2019

Time Event  
8:00 a.m. – 9:00 a.m. Breakfast
9:00 a.m. – 9:30 a.m. Opening Remarks
  • Andrew J. Kriegler, President & CEO, IIROC 
9:30 a.m. – 10:15 a.m. Panel Discussion – Recent Performance and Future Outlook for Canada’s Securities Industry
  • Jack Rando, Managing Director, Investment Industry Association of Canada (also moderator)
  • Scott Mackenzie, Chief Executive Officer, Fidelity Clearing Canada ULC
  • Dean Percy, Chief Financial Officer, Questrade Inc.
  • Craig Schleyer, CAO, Aligned Capital Partners
  • Kevin Sampson, President of Equity Trading, TMX
 
10:15 a.m. – 10:45 a.m. Presentation - PLR and Derivatives Rules 
  • Richard Corner, Vice President and Chief Policy Advisor, Member Regulation, IIROC
10:45 a.m. – 11:00 a.m. Refreshment Break
11:00 a.m. – 11:25 a.m. Update on Post Trade Modernization
  • Wayne Ralph, COO, The Canadian Depository for Securities Limited
11:25 a.m. – 11:45 a.m. Serving our Industry
  • Aidan Coulter, Senior Strategic Outreach Manager, Fundserv Inc.
  • Genevieve Groat, Client Relationship Officer, Fundserv Inc.
11:45 a.m. – 1:00 p.m. Outdoor Lunch
1:00 p.m. – 1:45 p.m. Presentation – Decoding the Millennial Mind. Highlighted Research Study Findings. 
  • Darrell Campfield, Vice President, Strategic Solutions, Broadridge Financial Solutions Canada
  • Lisa Howes, Managing Director, Broadridge Financial Solutions Canada
1:45 p.m. – 2:00 p.m. Refreshment Break
2:00 p.m. – 2:45 p.m.
Panel Discussion – Supporting Industry Transformation
  • Charlena Gaulin, VP, Capital Markets, Operations, CIBC 
  • Craig Schleyer, CAO, Aligned Capital Partners
  • Marsha Gerhart, Vice President, Member Regulation Policy, IIROC
  • Moderator - Irene Winel, SVP, Member Regulation and Strategy, IIROC
2:45 p.m. – 3:00 p.m. Bio Break  
3:00 p.m. – 3:45 p.m. Panel Discussion – CDIC Modernization Readiness
  • Lance Longmore, Director, RBC Dominion Securities
  • Stephanie Leblanc-Mchenry, Director Operations, Fidelity
  • Kimberley Muise, Vice-President Business Development, CANNEX
  • John Rossi, Policy and Research Advisor, CDIC
  • Moderator - Tom White, SVP Operations, Aviso Wealth
 
3:45 p.m. – 4:00 p.m. CIPF – Update on Recent Policy and Other Developments 
  • Ilana Singer, Vice President and Corporate Secretary, CIPF
4:00 p.m. – 4:15 p.m. Closing Comments
  •  Charlena Gaulin, Chair, FOAS  
6:15 p.m. – 9:45 p.m. Le Pont Couvert
Reception & Dinner
10:00 p.m. – 11:30 p.m.



 
Fundserv Annual Casino Night

Saturday, September 14, 2019

Time Event  
8:00 a.m. – 9:00 a.m. Mountain Top Breakfast
9:00 a.m. – 9:15 a.m. FOAS Annual Meeting
  • Charlena Gaulin, Chair, FOAS
9:15 a.m. – 10:00 a.m. Panel Discussion – Proposed Framework for Crypto-Asset Trading Platforms – What is the vision of a regulatory framework to accommodate digital assets in the regulatory environment.
  • Kapil Ramgirwar, Senior Audit Manager, KPMG 
  • Bruce Grossman, Senior Information Analyst, IIROC
  • Erica Young, Policy Counsel, Member Regulation Policy, IIROC
  • Moderator - Ciro Mirabella, Director, Financial and Operations Compliance, IIROC 
 
10:00 a.m. – 10:30 a.m. Cybersecurity and Investment Dealers – A discussion around IIROC’s initiatives  
  • Catherine Drennan, Acting Senior Manager, Member Regulation Policy, IIROC
  • Suzanne Lasrado, Senior Manager Financial and Operations Compliance, IIROC
  • Erica Young, Policy Counsel, Member Regulation Policy, IIROC 
 
10:30 a.m. – 11:00 a.m. Auditors Update 
  • Steven Sharma, Partner, Audit, Financial Services, KPMG
  • Katie McGarry, Partner, Audit, Financial Services, KPMG
 
11:00 a.m. – 12:00 p.m. Lunch Well Planned and on the Go
11:30 a.m. – 6:00 p.m. Golf Tournament 
Please meet in the lobby – shuttle leaves at 11:45 AM


 


 

  Golf Refreshments and PERK Bag
12:15 p.m. – 2:30/3:30 p.m. Guest Program
Explore From Up High Tour

Includes: fun and informative tour guide (one for beginners - 2 hours and one for intermediate - 3 hours), ride on the gondola
Guests to meet tour guide in hotel lobby to walk over to gondola by 12:30 PM and will arrive back to the hotel after. Make sure to dress for the weather. 
** Additional cost - select during registration process
 
6:30 p.m. – 7:45 p.m. Reception
8:00 p.m. – 10:00 p.m. Dinner
10:00 p.m. – 11:30 p.m.




 
Hospitality Evening Event

Sunday, September 15, 2019

Time Event  
7:00 a.m. – 11:30 a.m. Breakfast at leisure 

Please remember your voucher
 

 


Conference Attire

All conference functions are business casual. Friday evening's sit-down dinner is upscale casual. The Fairmont Tremblant has wonderful outdoor space and many of the evening events are scheduled to be on patios - please remember to bring a sweater, light jacket or wrap.