Conference Agenda

All events take place at:
Delta Hotels Prince Edward
18 Queen Street
Charlottetown, PEI
Canada, C1A 4A1

Thursday, September 6, 2018

Time	Event
	Room Drop Gift
	Technology Partner Audio visual support and mobile device charging stations
	Conference Welcome Kit
	Registration Name Badge and Lanyard
3:00 p.m. – 6:00 p.m.	Welcome Bag and Refreshments Light Refreshments and chair massages
6:15 p.m. – 7:45 p.m.	Welcome Reception
8:00 p.m. – 10:00 p.m.	Craft Brew Night

Friday, September 7, 2018

Time	Event
7:30 a.m. – 8:30 a.m.	Green Gables Breakfast
8:30 a.m. – 9:00 a.m.	Opening Remarks	Andrew J. Kriegler, President & CEO, IIROC
9:00 a.m. – 9:45 a.m.	Panel Discussion - Business Trends and Performance in Canada’s Securities Industry	Jack Rando, Managing Director, Investment Industry Association of Canada (also moderator) Benoit Carignan, Chief Operating Officer Société Générale Capital Canada Inc. Helen Hsia, VP and CCO, Canadian Shareowner investments Inc. Scott Mackenzie, Chief Executive Officer, Fidelity Clearing Canada ULC Peter Pacholko, Chief Operating Officer and Chief Financial Officer, Odlum Brown Limited
9:45 a.m. – 10:05 a.m.	PEI Perspective	Steve Dowling, Acting Director, Office of the Superintendent of Securities, Consumer Corporate and Insurance Services Division
10:05 a.m. – 10:25 a.m.	Refreshment Break
10:25 a.m. – 11:45 a.m.	Reports from Key Industry Institutions
10:25 a.m - 10:45 a.m.	*Broadridge - Future facing technologies and the impact on Broadridge and the industry*	Darrell Campfield, Vice President, Strategic Solutions, Broadridge
10:45 a.m. - 11:05 a.m	*CANNEX – Business Update and the Deposit Industry Through the CANNEX Lens*	Kimberley Muise, Vice President, Business Development, CANNEX
11:05 a.m. - 11:25 a.m.	*TMX - Developments in Post-Trade Services at TMX*	Brian Gelfand, Chief Commercial Officer, CDS/CDCC
11:25 a.m. - 11:45 a.m.	*Fundserv Looking Forward*	Karen Adams, President and CEO, Fundserv Inc.
11:45 a.m. – 1:00 p.m.	End of Summer BBQ Lunch
1:00 p.m. – 1:45 p.m.	Panel Discussion - E-Signatures and Transfers Efficiency	Aidan Coulter, Senior Strategic Outreach Manager, Fundserv Jean Dimarco, Director Operations Retail Services, Fidelity Clearing Canada ULC Andrew Kerrison, Director, Brokerage Operations, Questrade Niki Prodanovic, Principal, Canadian Operations & Service, Edward Jones Moderator – Marsha Gerhart, Vice President, Member Regulation Policy, IIROC
1:45 p.m. – 2:30 p.m.	Panel Discussion – Cryptocurrency and Blockchain	Darrell Campfield, VP, Strategic Solutions, Broadridge Richard Carleton, Chief Executive Officer, Canadian Securities Exchange Laurence Rose, President & CEO, CoinBorse Inc. Wendy Rudd, SVP, Member Regulation and Strategic Initiatives, IIROC Moderator – Bryan Moffitt, Chief Operating Officer, Fidelity Clearing ULC
2:30 p.m. – 2:45 p.m.	Refreshment Break
2:45 p.m. – 3:45 p.m.	Core Creativity: How to Bring Creativity, Innovation and Inspiration to the Work that You Do	David Usher, Key Note Speaker
3:45 p.m. – 4:00 p.m.	Closing Comments	Bob Sellars, Chair, FOAS
6:00 p.m. – 9:00 p.m.	Reception & Dinner at the Dunes Don’t forget your flip flops or sandals! Sponsored by Broadridge Buses leave 5:00 PM sharp from hotel lobby
9:30 p.m. – 11:30 p.m.	Annual Casino Night

Saturday, September 8, 2018

Time	Event
7:30 a.m. – 8:30 a.m.	Lighthouse Breakfast
8:30 a.m. – 8:45 a.m.	FOAS Annual Meeting	Bob Sellars, Chair, FOAS
8:45 a.m. – 9:15 a.m.	Financial and Operational Trends & Issues	Ciro Mirabella, Director, Financial and Operations Compliance, IIROC
9:15 a.m. – 9:45 a.m.	Panel Discussion - An Auditor’s Perspective: current/emerging issues, key areas of review in the field, industry observations and insights	Katie McGarry, Partner, Audit, Financial Services, KPMG Steven Sharma, Audit Partner, KPMG
9:45 a.m. – 10:30 a.m.	Cybersecurity Update – Results from the tabletop test and experiences to date	Suzanne Lasrado, Manager Financial and Operations Compliance, IIROC
10:30 a.m. – 12:00 p.m.	Lunch Well Planned and on the Go
10:30 a.m. – 6:30 p.m.	Golf Tournament Please meet in the lobby – shuttle leaves at 11:30 AM
	Beverage Cart Sponsor
12:45 p.m. – 3:45 p.m.	Guest Program Island Lighthouse and Winery Tour Includes: fun and informative tour guide, 4 hour private bus tour Guests to meet tour guide in hotel lobby to board shuttle by 12:15 PM and will arrive back to the hotel after. Make sure to dress for the weather.
6:30 p.m. – 7:45 p.m.	BMO Kitchen Party
8:00 p.m. – 9:30 p.m.	IIROC Dinner Farm to Fork Dinner with Celebrity Chef Michael Smith A culinary experience you won't want to miss
9:30 p.m. – 11:30 p.m.	BMO Back Deck After Party

Sunday, September 9, 2018

Time	Event
6:30 a.m. – 11:30 a.m.	Breakfast at leisure Please remember your voucher

Conference Attire

All conference functions are business casual. Friday evening's sit-down dinner is upscale casual. The Grand Okanagan has wonderful outdoor space and many of the evening events are scheduled to be on patios - please remember to bring a sweater, light jacket or wrap.