Time |
Event |
|
8:00 a.m. – 9:00 a.m. |
Breakfast |
 |
9:00 a.m. – 9:30 a.m. |
Opening Remarks |
-
Andrew J. Kriegler, President & CEO, IIROC
|
9:30 a.m. – 10:15 a.m. |
Panel Discussion – Recent Performance and Future Outlook for Canada’s Securities Industry |
-
Jack Rando, Managing Director, Investment Industry Association of Canada (also moderator)
-
Scott Mackenzie, Chief Executive Officer, Fidelity Clearing Canada ULC
-
Dean Percy, Chief Financial Officer, Questrade Inc.
-
Craig Schleyer, CAO, Aligned Capital Partners
-
Kevin Sampson, President of Equity Trading, TMX
|
10:15 a.m. – 10:45 a.m. |
Presentation - PLR and Derivatives Rules |
-
Richard Corner, Vice President and Chief Policy Advisor, Member Regulation, IIROC
|
10:45 a.m. – 11:00 a.m. |
Refreshment Break |
 |
11:00 a.m. – 11:25 a.m. |
Update on Post Trade Modernization |
-
Wayne Ralph, COO, The Canadian Depository for Securities Limited
|
11:25 a.m. – 11:45 a.m. |
Serving our Industry |
-
Aidan Coulter, Senior Strategic Outreach Manager, Fundserv Inc.
-
Genevieve Groat, Client Relationship Officer, Fundserv Inc.
|
11:45 a.m. – 1:00 p.m. |
Outdoor Lunch |
 |
1:00 p.m. – 1:45 p.m. |
Presentation – Decoding the Millennial Mind. Highlighted Research Study Findings. |
-
Darrell Campfield, Vice President, Strategic Solutions, Broadridge Financial Solutions Canada
-
Lisa Howes, Managing Director, Broadridge Financial Solutions Canada
|
1:45 p.m. – 2:00 p.m. |
Refreshment Break |
 |
2:00 p.m. – 2:45 p.m. |
Panel Discussion – Supporting Industry Transformation
|
-
Charlena Gaulin, VP, Capital Markets, Operations, CIBC
-
Craig Schleyer, CAO, Aligned Capital Partners
-
Marsha Gerhart, Vice President, Member Regulation Policy, IIROC
-
Moderator - Irene Winel, SVP, Member Regulation and Strategy, IIROC
|
2:45 p.m. – 3:00 p.m. |
Bio Break |
|
3:00 p.m. – 3:45 p.m. |
Panel Discussion – CDIC Modernization Readiness |
-
Lance Longmore, Director, RBC Dominion Securities
-
Stephanie Leblanc-Mchenry, Director Operations, Fidelity
-
Kimberley Muise, Vice-President Business Development, CANNEX
-
John Rossi, Policy and Research Advisor, CDIC
-
Moderator - Tom White, SVP Operations, Aviso Wealth
|
3:45 p.m. – 4:00 p.m. |
CIPF – Update on Recent Policy and Other Developments |
-
Ilana Singer, Vice President and Corporate Secretary, CIPF
|
4:00 p.m. – 4:15 p.m. |
Closing Comments |
-
Charlena Gaulin, Chair, FOAS
|
6:15 p.m. – 9:45 p.m. |
Le Pont Couvert
Reception & Dinner |
 |
10:00 p.m. – 11:30 p.m.
|
Fundserv Annual Casino Night |
 |